SAFETY-73: a battery that refuses, per inverter, with two or more
SAFETY-52's hold applied per unit at N>1 (owner, 2026-09-27, option R). A unit that gives < 100 W for 12 cycles in one direction while asked > 200 W, or trips its stale-reading gate on a ~0 W reading, gets a P_SAFETY `refused` unit limit closing that direction, so the allocator hands its share to the others within their own limits. Probe: a +-200 W pin every 15 min, one unit at a time, only while the site asks 200 W that way. All units refusing: the site law holds 0 W. Exits reseed the site target from the wire. INFO plus one WARNING (REFUSES_ABOVE_CUT_OUT) above the configured cut-out; SAFETY-42/43 no longer report a refusing unit. N=1 unchanged. test_refusal_units.py: cases a/b/c on flat and jitter registers against the old behaviour, probes, recovery, exits; mutations U1-U13 all red. TEST-19 no-fault campaign: 0 engagements in 5280 runs. Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
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# SAFETY-73 - a battery that refuses, with two or more inverters
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**Decided 2026-09-27 by the owner, on the phase A plan (option R). All four
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new questions answered yes. SAFETY-52's four decisions carry over.**
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## The defect
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SAFETY-52 held a refusing battery at 0 W at one inverter only. At N>1
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(`main.py` passed `refused=None`) nothing closed a unit that gives ~0 W while
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its state of charge reads above its configured cut-out, so the allocator kept
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handing it its weighted half. Measured on the real `Controller`, two units,
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house 3000 W, A cut out:
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| register | law | B gives | grid | A's gate trips / h |
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|---|---|---|---|---|
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| flat -4 W | old | 533 W | +2471 W | 46 (each stops the whole site) |
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| flat -4 W | new | 2000 W (its rating) | +1004 W | 1 |
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| jitter | old | 1910 W | +1094 W | 0 |
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| jitter | new | 2000 W | +1004 W | 0 |
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House 1200 W, which B alone carries: old +671 W (flat) and +284 W (jitter)
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standing import, new -16 W. Both cut out: old keeps asking two empty batteries
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(+1910 W each on the jitter shape), new holds the site at 0 W.
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## What was decided
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1. **A refusing unit is closed in that direction** by its own P_SAFETY unit
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claim, source `refused`. It engages when the unit gives under
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`REFUSED_BELOW_W` (100 W) for `SETTLE_CYCLES` (12) cycles in one direction
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while asked more than `PROBE_W` (200 W), or when its stale-reading gate
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trips on a held reading under 100 W. The allocator then hands its share to
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the others within their own limits (owner decision 1). It is a hard unit
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limit that always intersects, so OPT-11's P_MODE layer fits inside it.
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2. **It binds every strategy's ask on that unit** (decision 2): peak guard,
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arbitrage and maintenance are placed around it like the loop.
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3. **A refusal above the configured cut-out** logs INFO plus one WARNING ending
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in `REFUSES_ABOVE_CUT_OUT` (decision 3). SAFETY-42/43 no longer report such a
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unit: its share is 0 W, and `account()` treats it as parked.
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4. **All units refusing the same way** pass that sign to `compute()`, so the
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site holds 0 W with SAFETY-52's law (decision 4). Probes go one unit at a
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time.
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5. **Probe:** every 15 min for 34 s the claim becomes a pin at +-200 W and the
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others carry the rest. The pin stands only while the resolved site target
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asks at least 200 W its way; otherwise it would make a sibling take the
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opposite direction, so it falls back to the closed limit for that cycle.
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6. **Exits:** a reading of 100 W or more in the held direction (probe or not);
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100 W or more taken the other way for 12 cycles (charge at the floor; one
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cycle of the loop overshooting through zero is not enough); stop or start.
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On every exit the site target and integrator restart from the watts on the
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wire, or the reopened unit is handed a parked remainder at once.
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**Why 200 W and not `saturation_w`.** A unit's share is often small: a 400 W
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night load split two ways asks 200 W of each. With 500 W the empty battery
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kept a phantom share that SAFETY-43's relative arm then reported as not
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delivering, the ERROR decision 3 replaces. Shares of 200 W or less that give
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under 100 W are "too small to call" in `account()`: the sibling covers the
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meter and nothing is asked of the empty battery that matters.
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**Why one direction throughout.** On TEST-19's flapping family a command that
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swaps sign each cycle reads ~0 through the plant's lag: 42 engagements in 21
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no-fault runs without the rule, 0 with it.
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**N=1 is unchanged.** Every SAFETY-73 path is gated on `len(inverters) > 1`.
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`test_refusal_units.py` part 6 runs SAFETY-52's whole suite with every
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SAFETY-73 method made to raise.
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## Evidence
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- `test_refusal_units.py`: cases a, b and c on both register shapes against
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the old behaviour, probes and their spacing, one-at-a-time probing, the
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recovery reseed, each exit, the small-ask and small-site-target cases, the
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WARNING, the status row and shadow mode. Mutations U1-U13 in its docstring.
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- **No false engagements.** TEST-19's no-fault campaign (admin/goodwe
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`sim/delivery_window.py` families, 2640 runs at N=2 and 2640 at N=1, every
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unit executing its share) graded with the engage clause: 0 engagements, the
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longest qualifying streak 5 cycles against 12. The grader is
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`goodwe-session/scratch_s73/s73_nofault.py`.
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- **Recovery.** Case a, A recovering into a house that fell below the parked
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target: worst grid +0 W with the reseed. Phase A measured -1059 W without the
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reseed and the site hold.
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## Not covered
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- A unit that gives a steady part of its ask (100 W or more) is a limit, as at
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N=1. SAFETY-42/43 still report it.
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- `pack_permissions` stays SoC-based, so the peak guard may size a shave with a
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refusing battery counted. The shortfall shows as `unmet_w`.
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- A wedged unit (HW-01) reading ~0 W is now shown as a refusal, not reported as
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not delivering. Its share still moves, which is the gain SAFETY-42 measured.
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